AI Governance & Risk Compliance Toolkit for Organizations

Policies, Assessments & Vendor Controls (ISO 27001 / SOC 2-Aligned)

Description

This AI Governance & Risk Compliance Toolkit provides organizations with a practical, ready-to-use framework to manage the responsible, secure, and compliant use of Artificial Intelligence across internal operations and third parties.

Designed for small and mid-sized businesses, this package helps establish governance, reduce AI-related risks, and demonstrate due diligence to clients, auditors, and regulators—without the complexity of enterprise-level programs.

What’s Included

• AI Acceptable Use Policy (AUP for Staff) (DOCX)
  Defines permitted, prohibited, and conditional AI use by employees, contractors, and internal users.

• AI Governance Policy (AI Use & Oversight Policy) (DOCX)
  Establishes management oversight, accountability, ethical use principles, and governance structure for AI adoption.

• AI Risk Assessment Worksheet (XLSX)
  Structured tool to identify, score, and document AI risks (data, security, privacy, legal, operational).

• AI Security & Governance Assessment Guide (PDF)
  Step-by-step guidance to evaluate AI systems against security, governance, and compliance expectations.

• AI Vendor & Third-Party Risk Questionnaire (XLSX)
  Vendor and third-party AI security questionnaire to support procurement, due diligence, and third-party risk management.

Who This Is For

• Small & medium businesses adopting AI tools

• IT, Security, Compliance, and Risk professionals

• Consultants, auditors, and MSPs

• Organizations preparing for ISO 27001, SOC 2, or client security reviews

Key Benefits

• Accelerates AI governance implementation

• Reduces legal, security, and reputational risk

• Supports audit readiness and client trust

• Customizable, practical, and easy to deploy
  

⚠️ This toolkit provides governance and risk management support and does not constitute legal advice.